SCCG provides a forum for members where candid discussions about current legal, SEC, RIA and compliance issues can take place with industry professionals.Our Mission

“To provide an open venue for sharing superior, topical legal and compliance information with Southern California regional members in an enjoyable, cooperative team environment."

More Information About
Membership in SCCG

SCCG brochure with information about membership in the association.  See our brochure, contact our membership chair with questions and join the association.

Southern California Compliance Group - SCCG

In January 1999, a small group of Compliance officers gathered in San Diego to provide a meeting place for San Diego, Orange, Los Angeles and Riverside County compliance professionals to discuss common concerns.

They formed the San Diego Compliance Group, now known as the Southern California Compliance Group (SCCG), providing an open forum for candid discussions with industry personnel, advisors and members. SCCG includes 100+ members. Collectively, we have the experience to solve most current issues.

We welcome you to find out more about us, our mission, and consider joining us. Together, we can tackle challenging compliance, SEC, RIA, GIPS and securities issues!

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