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Southern California Compliance Group

The Southern California Compliance Group provides an open forum for candid discussions with industry personnel and members to solve current compliance issues.

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Home→Regulatory Compliance Feed

Regulatory Compliance Feed

  • State Advanced Recycling Legislation: 2024-2026 Overview - MultiState
    Source: Regulatory Compliance Feed Published on: 2026-06-09
  • SR-FINRA-2026-007
    Source: FINRA Rule Filings Published on: 2026-06-09
  • SR-FINRA-2026-011
    Source: FINRA Rule Filings Published on: 2026-06-09
  • SR-FINRA-2026-009
    Source: FINRA Rule Filings Published on: 2026-06-09
  • SR-FINRA-2026-012
    Source: FINRA Rule Filings Published on: 2026-06-09
  • SR-FINRA-2026-008
    Source: FINRA Rule Filings Published on: 2026-06-09
  • SR-FINRA-2026-006
    Source: FINRA Rule Filings Published on: 2026-06-09
  • SR-FINRA-2026-005
    Source: FINRA Rule Filings Published on: 2026-06-09
  • AI in Health Care: The Governance Gap - Spencer Fane
    Source: Regulatory Compliance Feed Published on: 2026-06-09
  • Advocacy Supports EBSA Rule Clarifying Fiduciary Duties
    Source: Regulatory Compliance Feed Published on: 2026-06-09
  • AI, digital assets and the end of legacy compliance - FinTech Global
    Source: Regulatory Compliance Feed Published on: 2026-06-09
  • Freemansburg Borough Police Pension Plan - Northampton County - Reduced Period Engagement
    Source: Regulatory Compliance Feed Published on: 2026-06-09
  • White House Issues Sweeping Customs Reform Executive Order: Key Takeaways for Importers
    Source: Regulatory Compliance Feed Published on: 2026-06-09
  • The Hidden Weapon in Sorsby's Injunction: How a Lubbock County Court Order Quietly ...
    Source: Regulatory Compliance Feed Published on: 2026-06-09
  • Identity in the agentic era | Hedera
    Source: Regulatory Compliance Feed Published on: 2026-06-09

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2026 Quarterly Meetings

  • Tuesday, Feb 10, 2026
  • Tuesday, May 12, 2026
  • Tuesday, Aug 11, 2026
  • Tuesday, Nov 10, 2026

Time: 11:30 am to 1:00 pm
Meetings are also being held virtually.

  • Los Angeles
  • San Diego
  • Newport
  • Pasadena

2026 Social Networking Events

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