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Southern California Compliance Group

The Southern California Compliance Group provides an open forum for candid discussions with industry personnel and members to solve current compliance issues.

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Home→NFA News

NFA News

  • NFA sanctions Chicago-based introducing broker X-Change Financial Access LLC and two employees
    Source: NFA News Releases Published on 2024-09-20

NFA Petitions

  • Withdrawal of June 29, 2010 Petition for Rulemaking
    Source: NFA Petitions for Rulemaking Published on 2010-08-18
  • Petition for Rulemaking to Amend CFTC Regulation 4.5
    Source: NFA Petitions for Rulemaking Published on 2010-08-18

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If you are having trouble logging in or registering for the Quarterly Meeting please email secretary@sc-cg.org.

2025 Quarterly Meetings

  • Tues, February 11, 2025
  • Tues, May 20, 2025
  • Tues, August 12, 2025
  • Tues, November 4, 2025

Time: 11:30 am to 1:00 pm
Meetings are also being held virtually.

  • Los Angeles
  • San Diego
  • Newport
  • Pasadena

2025 Social Networking Events

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