Regulatory Affairs Committee Chair

Annalisa Clearihue
has over 10 years of experience in compliance.  Annalisa joined First Republic Private Wealth Management in 2021. As a Director of Compliance at First Republic Investment Management, Annalisa supports the administration, development, and execution of the Compliance Program.  The focus includes conducting risk assessments across the business, advising business clients on regulations and related compliance policies, and assisting in the general administration of the compliance program.  Annalisa specializes in the Investment Company Act of 1940 and the Securities Exchange Act of 1934 and the Volcker Rule. Prior to joining First Republic, Annalisa worked at various RIAs and CTAs.  Most recently she managed the compliance program at a global alternative investment firm specializing in systematic, automated trading of worldwide futures and currencies.  Annalisa was responsible for managing all compliance training, regulatory filings, trade surveillance, marketing reviews, and Code of Ethics reviews.  She was also responsible for integrating new strategies/products, firm initiatives, and regulatory changes into the compliance framework and maintaining policies and procedures. Annalisa graduated from Washington University School of Law – St. Louis with an MLS and completed her undergraduate BS degree in Business Administration and Management at the University of Southern California.

Regulatory Affairs Committee Chair Summary

Essential Duties & Responsibilities:

  • Oversee, coordinate and lead the activities and meetings of the Regulatory Affairs Committee, including Committee member recruitment.
  • Work with Committee to identify regulatory developments of relevance and interest to Members, and report on such developments at Member Meetings or via periodic electronic communications to Members.
  • Report on the activities and progress of the Committee at Officer meetings, or as may be requested by the President.

Qualifications:
Must be a Member in good standing of the SCCG and be appointed by the President. Individual must perform the above essential duties satisfactorily.