Treasurer

Cindi R. Hill, CFP®, IACCP®
of Hill Compliance Advisors provides comprehensive compliance services and solutions for the financial professional who is a Registered Financial Advisor (RIA).  As a virtual compliance consultant and former RIA herself, Ms. Hill performs compliance tasks, allowing the financial professional to run their business and spend their quality time with clients.

Cindi has worked in the Compliance industry since 2004 and worked in the financial planning/investment advisor industry from 1985 to 2010.  She received her Bachelors of Science degree in Finance from San Jose State University.  Cindi obtained her Investment Adviser Certified Compliance Professional designation (IACCPSM) in 2011 and obtained her Certified Financial Planner® (CFP®) designation in 1993.  Cindi has been a member of the National Association of Personal Financial Advisors (NAPFA) since 2002 where she served on the NAPFA National Board from 2008-2011.  Other board positions include The San Diego Women’s Foundation where she is Past President, Southern California Compliance Group where she currently serves as Treasurer, and ElderHelp of San Diego where she previously served as Treasurer, Vice Chair and Chair.  Cindi is also a member of the National Society of Compliance Professionals.

Cindi has presented on Compliance-related issues numerous times.  She has consulted with firms in a variety of sizes.  Cindi is a popular choice of financial advisors seeking assistance with their compliance issues. 

Treasurer Summary

Essential Duties & Responsibilities:

  • Work with Administrator and Membership Chair to maintain the Member Roster, including tracking payments of Members’ dues.
  • Establish and maintain checking account at local bank, managing deposits, disbursements and account reconciliation.
  • Arrange for payment of Member Meeting costs, including lunches, conference room fees and parking fees, as applicable.
  • Provide annual accounting/budget of SCCG funds to the Officers.
  • Provide regular financial updates to the Officers.
  • Coordinate with President an independent CPA each year to produce necessary State and Federal filings.
  • Perform other duties as determined necessary.

Qualifications:
Must be a Member in good standing of SCCG and be appointed by the President. In addition, successful execution of the duties requires that an individual be able to perform each essential duty satisfactorily.