May 12, 2026 - Best Practices and Insights Regarding Exams and Compliance
J. Cindy Eson, Associate Director, Examinations Division, SEC
Peter Chan, Baker McKenzie, Partner
Kristan Gregory, Seasoned CCO
February 10, 2026 - SEC Exam Trends and Priorities
Christopher Mulligan is a partner in Weil’s Private Funds practice
Andrew Dean is a partner in Weil’s Securities Litigation and White Collar Defense, Regulatory, and Investigations practices.
November 4, 2025 - Practical tips to prepare for the looming Reg S-P amendments and maintaining strong MNPI controls.
Charles Riely, Partner at Jenner & Block
Peter Altman, Partner at Akin
August 12, 2025 - Building and Maintaining a Strong Compliance Culture
Dr. Hemma R. Lomax, VP, Deputy General Counsel and Global Head of Ethics and Compliance at Docusign
